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- FEDERALIST No. 41
- General View of the Powers Conferred by The Constitution
- For the Independent Journal.
-
- MADISON
-
- To the People of the State of New York:
- THE Constitution proposed by the convention may be considered
- under two general points of view. The FIRST relates to the sum or
- quantity of power which it vests in the government, including
- the restraints imposed on the States. The SECOND, to the
- particular structure of the government, and the distribution of
- this power among its several branches. Under the FIRST view of
- the subject, two important questions arise: 1. Whether any part
- of the powers transferred to the general government be
- unnecessary or improper? 2. Whether the entire mass of them be
- dangerous to the portion of jurisdiction left in the several
- States? Is the aggregate power of the general government greater
- than ought to have been vested in it? This is the FIRST
- question. It cannot have escaped those who have attended with
- candor to the arguments employed against the extensive powers of
- the government, that the authors of them have very little
- considered how far these powers were necessary means of attaining
- a necessary end. They have chosen rather to dwell on the
- inconveniences which must be unavoidably blended with all
- political advantages; and on the possible abuses which must be
- incident to every power or trust, of which a beneficial use can
- be made. This method of handling the subject cannot impose on the
- good sense of the people of America. It may display the subtlety
- of the writer; it may open a boundless field for rhetoric and
- declamation; it may inflame the passions of the unthinking, and
- may confirm the prejudices of the misthinking: but cool and
- candid people will at once reflect, that the purest of human
- blessings must have a portion of alloy in them; that the choice
- must always be made, if not of the lesser evil, at least of the
- GREATER, not the PERFECT, good; and that in every political
- institution, a power to advance the public happiness involves a
- discretion which may be misapplied and abused. They will see,
- therefore, that in all cases where power is to be conferred, the
- point first to be decided is, whether such a power be necessary
- to the public good; as the next will be, in case of an
- affirmative decision, to guard as effectually as possible
- against a perversion of the power to the public detriment. That
- we may form a correct judgment on this subject, it will be proper
- to review the several powers conferred on the government of the
- Union; and that this may be the more conveniently done they may
- be reduced into different classes as they relate to the following
- different objects: 1. Security against foreign danger; 2.
- Regulation of the intercourse with foreign nations; 3.
- Maintenance of harmony and proper intercourse among the States;
- 4. Certain miscellaneous objects of general utility; 5.
- Restraint of the States from certain injurious acts; 6.
- Provisions for giving due efficacy to all these powers. The
- powers falling within the FIRST class are those of declaring war
- and granting letters of marque; of providing armies and fleets;
- of regulating and calling forth the militia; of levying and
- borrowing money. Security against foreign danger is one of the
- primitive objects of civil society. It is an avowed and essential
- object of the American Union. The powers requisite for attaining
- it must be effectually confided to the federal councils. Is the
- power of declaring war necessary? No man will answer this
- question in the negative. It would be superfluous, therefore, to
- enter into a proof of the affirmative. The existing Confederation
- establishes this power in the most ample form. Is the power of
- raising armies and equipping fleets necessary? This is involved
- in the foregoing power. It is involved in the power of
- self-defense. But was it necessary to give an INDEFINITE POWER
- of raising TROOPS, as well as providing fleets; and of
- maintaining both in PEACE, as well as in war? The answer to these
- questions has been too far anticipated in another place to admit
- an extensive discussion of them in this place. The answer indeed
- seems to be so obvious and conclusive as scarcely to justify such
- a discussion in any place. With what color of propriety could the
- force necessary for defense be limited by those who cannot limit
- the force of offense? If a federal Constitution could chain the
- ambition or set bounds to the exertions of all other nations,
- then indeed might it prudently chain the discretion of its own
- government, and set bounds to the exertions for its own safety.
- How could a readiness for war in time of peace be safely
- prohibited, unless we could prohibit, in like manner, the
- preparations and establishments of every hostile nation? The
- means of security can only be regulated by the means and the
- danger of attack. They will, in fact, be ever determined by these
- rules, and by no others. It is in vain to oppose constitutional
- barriers to the impulse of self-preservation. It is worse than in
- vain; because it plants in the Constitution itself necessary
- usurpations of power, every precedent of which is a germ of
- unnecessary and multiplied repetitions. If one nation maintains
- constantly a disciplined army, ready for the service of ambition
- or revenge, it obliges the most pacific nations who may be within
- the reach of its enterprises to take corresponding precautions.
- The fifteenth century was the unhappy epoch of military
- establishments in the time of peace. They were introduced by
- Charles VII. of France. All Europe has followed, or been forced
- into, the example. Had the example not been followed by other
- nations, all Europe must long ago have worn the chains of a
- universal monarch. Were every nation except France now to disband
- its peace establishments, the same event might follow. The
- veteran legions of Rome were an overmatch for the undisciplined
- valor of all other nations and rendered her the mistress of the
- world. Not the less true is it, that the liberties of Rome
- proved the final victim to her military triumphs; and that the
- liberties of Europe, as far as they ever existed, have, with few
- exceptions, been the price of her military establishments. A
- standing force, therefore, is a dangerous, at the same time that
- it may be a necessary, provision. On the smallest scale it has
- its inconveniences. On an extensive scale its consequences may be
- fatal. On any scale it is an object of laudable circumspection
- and precaution. A wise nation will combine all these
- considerations; and, whilst it does not rashly preclude itself
- from any resource which may become essential to its safety, will
- exert all its prudence in diminishing both the necessity and the
- danger of resorting to one which may be inauspicious to its
- liberties. The clearest marks of this prudence are stamped on
- the proposed Constitution. The Union itself, which it cements and
- secures, destroys every pretext for a military establishment
- which could be dangerous. America united, with a handful of
- troops, or without a single soldier, exhibits a more forbidding
- posture to foreign ambition than America disunited, with a
- hundred thousand veterans ready for combat. It was remarked, on a
- former occasion, that the want of this pretext had saved the
- liberties of one nation in Europe. Being rendered by her insular
- situation and her maritime resources impregnable to the armies of
- her neighbors, the rulers of Great Britain have never been able,
- by real or artificial dangers, to cheat the public into an
- extensive peace establishment. The distance of the United States
- from the powerful nations of the world gives them the same happy
- security. A dangerous establishment can never be necessary or
- plausible, so long as they continue a united people. But let it
- never, for a moment, be forgotten that they are indebted for this
- advantage to the Union alone. The moment of its dissolution will
- be the date of a new order of things. The fears of the weaker, or
- the ambition of the stronger States, or Confederacies, will set
- the same example in the New, as Charles VII. did in the Old
- World. The example will be followed here from the same motives
- which produced universal imitation there. Instead of deriving
- from our situation the precious advantage which Great Britain has
- derived from hers, the face of America will be but a copy of that
- of the continent of Europe. It will present liberty everywhere
- crushed between standing armies and perpetual taxes. The fortunes
- of disunited America will be even more disastrous than those of
- Europe. The sources of evil in the latter are confined to her own
- limits. No superior powers of another quarter of the globe
- intrigue among her rival nations, inflame their mutual
- animosities, and render them the instruments of foreign ambition,
- jealousy, and revenge. In America the miseries springing from her
- internal jealousies, contentions, and wars, would form a part
- only of her lot. A plentiful addition of evils would have their
- source in that relation in which Europe stands to this quarter of
- the earth, and which no other quarter of the earth bears to
- Europe. This picture of the consequences of disunion cannot be
- too highly colored, or too often exhibited. Every man who loves
- peace, every man who loves his country, every man who loves
- liberty, ought to have it ever before his eyes, that he may
- cherish in his heart a due attachment to the Union of America,
- and be able to set a due value on the means of preserving it.
- Next to the effectual establishment of the Union, the best
- possible precaution against danger from standing armies is a
- limitation of the term for which revenue may be appropriated to
- their support. This precaution the Constitution has prudently
- added. I will not repeat here the observations which I flatter
- myself have placed this subject in a just and satisfactory
- light. But it may not be improper to take notice of an argument
- against this part of the Constitution, which has been drawn from
- the policy and practice of Great Britain. It is said that the
- continuance of an army in that kingdom requires an annual vote of
- the legislature; whereas the American Constitution has lengthened
- this critical period to two years. This is the form in which the
- comparison is usually stated to the public: but is it a just
- form? Is it a fair comparison? Does the British Constitution
- restrain the parliamentary discretion to one year? Does the
- American impose on the Congress appropriations for two years? On
- the contrary, it cannot be unknown to the authors of the fallacy
- themselves, that the British Constitution fixes no limit whatever
- to the discretion of the legislature, and that the American ties
- down the legislature to two years, as the longest admissible
- term. Had the argument from the British example been truly
- stated, it would have stood thus: The term for which supplies
- may be appropriated to the army establishment, though unlimited
- by the British Constitution, has nevertheless, in practice, been
- limited by parliamentary discretion to a single year. Now, if in
- Great Britain, where the House of Commons is elected for seven
- years; where so great a proportion of the members are elected by
- so small a proportion of the people; where the electors are so
- corrupted by the representatives, and the representatives so
- corrupted by the Crown, the representative body can possess a
- power to make appropriations to the army for an indefinite term,
- without desiring, or without daring, to extend the term beyond a
- single year, ought not suspicion herself to blush, in pretending
- that the representatives of the United States, elected FREELY by
- the WHOLE BODY of the people, every SECOND YEAR, cannot be safely
- intrusted with the discretion over such appropriations, expressly
- limited to the short period of TWO YEARS? A bad cause seldom
- fails to betray itself. Of this truth, the management of the
- opposition to the federal government is an unvaried
- exemplification. But among all the blunders which have been
- committed, none is more striking than the attempt to enlist on
- that side the prudent jealousy entertained by the people, of
- standing armies. The attempt has awakened fully the public
- attention to that important subject; and has led to
- investigations which must terminate in a thorough and universal
- conviction, not only that the constitution has provided the most
- effectual guards against danger from that quarter, but that
- nothing short of a Constitution fully adequate to the national
- defense and the preservation of the Union, can save America from
- as many standing armies as it may be split into States or
- Confederacies, and from such a progressive augmentation, of these
- establishments in each, as will render them as burdensome to the
- properties and ominous to the liberties of the people, as any
- establishment that can become necessary, under a united and
- efficient government, must be tolerable to the former and safe to
- the latter. The palpable necessity of the power to provide and
- maintain a navy has protected that part of the Constitution
- against a spirit of censure, which has spared few other parts. It
- must, indeed, be numbered among the greatest blessings of
- America, that as her Union will be the only source of her
- maritime strength, so this will be a principal source of her
- security against danger from abroad. In this respect our
- situation bears another likeness to the insular advantage of
- Great Britain. The batteries most capable of repelling foreign
- enterprises on our safety, are happily such as can never be
- turned by a perfidious government against our liberties. The
- inhabitants of the Atlantic frontier are all of them deeply
- interested in this provision for naval protection, and if they
- have hitherto been suffered to sleep quietly in their beds; if
- their property has remained safe against the predatory spirit of
- licentious adventurers; if their maritime towns have not yet
- been compelled to ransom themselves from the terrors of a
- conflagration, by yielding to the exactions of daring and sudden
- invaders, these instances of good fortune are not to be ascribed
- to the capacity of the existing government for the protection of
- those from whom it claims allegiance, but to causes that are
- fugitive and fallacious. If we except perhaps Virginia and
- Maryland, which are peculiarly vulnerable on their eastern
- frontiers, no part of the Union ought to feel more anxiety on
- this subject than New York. Her seacoast is extensive. A very
- important district of the State is an island. The State itself is
- penetrated by a large navigable river for more than fifty
- leagues. The great emporium of its commerce, the great reservoir
- of its wealth, lies every moment at the mercy of events, and may
- almost be regarded as a hostage for ignominious compliances with
- the dictates of a foreign enemy, or even with the rapacious
- demands of pirates and barbarians. Should a war be the result of
- the precarious situation of European affairs, and all the unruly
- passions attending it be let loose on the ocean, our escape from
- insults and depredations, not only on that element, but every
- part of the other bordering on it, will be truly miraculous. In
- the present condition of America, the States more immediately
- exposed to these calamities have nothing to hope from the phantom
- of a general government which now exists; and if their single
- resources were equal to the task of fortifying themselves against
- the danger, the object to be protected would be almost consumed
- by the means of protecting them. The power of regulating and
- calling forth the militia has been already sufficiently
- vindicated and explained. The power of levying and borrowing
- money, being the sinew of that which is to be exerted in the
- national defense, is properly thrown into the same class with
- it. This power, also, has been examined already with much
- attention, and has, I trust, been clearly shown to be necessary,
- both in the extent and form given to it by the Constitution. I
- will address one additional reflection only to those who contend
- that the power ought to have been restrained to external
- taxation by which they mean, taxes on articles imported from
- other countries. It cannot be doubted that this will always be a
- valuable source of revenue; that for a considerable time it must
- be a principal source; that at this moment it is an essential
- one. But we may form very mistaken ideas on this subject, if we
- do not call to mind in our calculations, that the extent of
- revenue drawn from foreign commerce must vary with the
- variations, both in the extent and the kind of imports; and that
- these variations do not correspond with the progress of
- population, which must be the general measure of the public
- wants. As long as agriculture continues the sole field of labor,
- the importation of manufactures must increase as the consumers
- multiply. As soon as domestic manufactures are begun by the hands
- not called for by agriculture, the imported manufactures will
- decrease as the numbers of people increase. In a more remote
- stage, the imports may consist in a considerable part of raw
- materials, which will be wrought into articles for exportation,
- and will, therefore, require rather the encouragement of
- bounties, than to be loaded with discouraging duties. A system of
- government, meant for duration, ought to contemplate these
- revolutions, and be able to accommodate itself to them. Some,
- who have not denied the necessity of the power of taxation, have
- grounded a very fierce attack against the Constitution, on the
- language in which it is defined. It has been urged and echoed,
- that the power ``to lay and collect taxes, duties, imposts, and
- excises, to pay the debts, and provide for the common defense and
- general welfare of the United States,'' amounts to an unlimited
- commission to exercise every power which may be alleged to be
- necessary for the common defense or general welfare. No stronger
- proof could be given of the distress under which these writers
- labor for objections, than their stooping to such a
- misconstruction. Had no other enumeration or definition of the
- powers of the Congress been found in the Constitution, than the
- general expressions just cited, the authors of the objection
- might have had some color for it; though it would have been
- difficult to find a reason for so awkward a form of describing an
- authority to legislate in all possible cases. A power to destroy
- the freedom of the press, the trial by jury, or even to regulate
- the course of descents, or the forms of conveyances, must be very
- singularly expressed by the terms ``to raise money for the
- general welfare. ''But what color can the objection have, when a
- specification of the objects alluded to by these general terms
- immediately follows, and is not even separated by a longer pause
- than a semicolon? If the different parts of the same instrument
- ought to be so expounded, as to give meaning to every part which
- will bear it, shall one part of the same sentence be excluded
- altogether from a share in the meaning; and shall the more
- doubtful and indefinite terms be retained in their full extent,
- and the clear and precise expressions be denied any signification
- whatsoever? For what purpose could the enumeration of particular
- powers be inserted, if these and all others were meant to be
- included in the preceding general power? Nothing is more natural
- nor common than first to use a general phrase, and then to
- explain and qualify it by a recital of particulars. But the idea
- of an enumeration of particulars which neither explain nor
- qualify the general meaning, and can have no other effect than to
- confound and mislead, is an absurdity, which, as we are reduced
- to the dilemma of charging either on the authors of the objection
- or on the authors of the Constitution, we must take the liberty
- of supposing, had not its origin with the latter. The objection
- here is the more extraordinary, as it appears that the language
- used by the convention is a copy from the articles of
- Confederation. The objects of the Union among the States, as
- described in article third, are ``their common defense, security
- of their liberties, and mutual and general welfare. '' The terms
- of article eighth are still more identical: ``All charges of war
- and all other expenses that shall be incurred for the common
- defense or general welfare, and allowed by the United States in
- Congress, shall be defrayed out of a common treasury,'' etc. A
- similar language again occurs in article ninth. Construe either
- of these articles by the rules which would justify the
- construction put on the new Constitution, and they vest in the
- existing Congress a power to legislate in all cases whatsoever.
- But what would have been thought of that assembly, if, attaching
- themselves to these general expressions, and disregarding the
- specifications which ascertain and limit their import, they had
- exercised an unlimited power of providing for the common defense
- and general welfare? I appeal to the objectors themselves,
- whether they would in that case have employed the same reasoning
- in justification of Congress as they now make use of against the
- convention. How difficult it is for error to escape its own
- condemnation! PUBLIUS.
-
-